-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Ub1jdMitrilbrtd7mK1mxw7BJLiIalsMUyTG1E9Laes2HJxmd9LhfRPPQIvkRS2b 9xBNhSr/rji3S8ELFCW1DQ== 0001193125-10-030143.txt : 20100212 0001193125-10-030143.hdr.sgml : 20100212 20100212124356 ACCESSION NUMBER: 0001193125-10-030143 CONFORMED SUBMISSION TYPE: SC 13G/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100212 DATE AS OF CHANGE: 20100212 GROUP MEMBERS: MR. OU SU SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: 3SBio Inc. CENTRAL INDEX KEY: 0001383790 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A SEC ACT: 1934 Act SEC FILE NUMBER: 005-82724 FILM NUMBER: 10596807 BUSINESS ADDRESS: STREET 1: NO.3 A1, ROAD 10 SHENYANG STREET 2: ECONOMY & TECHNOLOGY DEVELOPMENT ZONE CITY: SHENYANG STATE: F4 ZIP: 110027 BUSINESS PHONE: 86-24-2581-1820 MAIL ADDRESS: STREET 1: NO.3 A1, ROAD 10 SHENYANG STREET 2: ECONOMY & TECHNOLOGY DEVELOPMENT ZONE CITY: SHENYANG STATE: F4 ZIP: 110027 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: Happyview Finance LTD CENTRAL INDEX KEY: 0001425886 IRS NUMBER: 000000000 STATE OF INCORPORATION: D8 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13G/A BUSINESS ADDRESS: STREET 1: ROOM 608, BLOCK Q, HUI YUAN GONG YU STREET 2: YA YUN CUN, CHAOYANG DISTRICT CITY: BEIJING STATE: F4 ZIP: 100102 BUSINESS PHONE: (86) 13701027781 MAIL ADDRESS: STREET 1: ROOM 608, BLOCK Q, HUI YUAN GONG YU STREET 2: YA YUN CUN, CHAOYANG DISTRICT CITY: BEIJING STATE: F4 ZIP: 100102 SC 13G/A 1 dsc13ga.htm SCHEDULE 13G AMENDMENT NO.1 Schedule 13G Amendment No.1

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

SCHEDULE 13G/A

Under the Securities Exchange Act of 1934

(Amendment No. 1)

 

 

3SBio Inc.

(Name of issuer)

 

 

Ordinary Shares, par value US$0.0001 per share

(Title of class of securities)

88575Y1051

(CUSIP number)

December 31, 2009

(Date of event which requires filing of this statement)

 

 

Check the appropriate box to designate the rule pursuant to which this Schedule is filed:

¨ Rule 13d-1(b)

¨ Rule 13d-1(c)

x Rule 13d-1(d)

 

*   The remainder of this cover page shall be filled out for a reporting person’s initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page.

The information required in the remainder of this cover page shall not be deemed to be “filed” for the purpose of Section 18 of the Securities Exchange Act of 1934 (“Act”) or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes).

 

 

1

This CUSIP number applies to the Issuer’s American Depositary Shares, each representing seven Ordinary Shares.

 

 

 


  1   

Names of reporting persons

S.S. or I.R.S. Identification no. of above person:

 

Happyview Finance Ltd.

None

  2  

Check the appropriate box if a member of a group*

(a)  x        (b)  ¨

 

  3  

SEC use only

 

  4  

Citizenship or place of organization

 

    British Virgin Islands

Number of

shares

beneficially

owned by

each

reporting

person

with

     

Sole voting power

 

    0

   6   

Shared voting power

 

    12,600,000

   7   

Sole dispositive power

 

    0

   8   

Shared dispositive power

 

    12,600,000

  9

 

Aggregate amount beneficially owned by each reporting person

 

12,600,000 ordinary shares held in the name of Happyview Finance Ltd. Mr. Ou Su is the sole beneficial owner of Happyview Finance Ltd.

10

 

Check box if the aggregate amount in Row (9) excludes certain shares*  ¨

 

11

 

Percent of class represented by amount in Row (9)

 

    8.37%

12

 

Type of reporting person*

 

    CO

 


 

CUSIP No. 88575Y105

 

  

13G        

[Repeat this page as necessary]        

  1   

Names of reporting persons

S.S. or I.R.S. Identification no. of above person:

 

Mr. Ou Su

None

  2  

Check the appropriate box if a member of a group*

(a)  x        (b)  ¨

 

  3  

SEC use only

 

  4  

Citizenship or place of organization

 

    The People’s Republic of China

Number of

shares

beneficially

owned by

each

reporting

person

with

     

Sole voting power

 

     0

   6   

Shared voting power

 

    12,600,000

   7   

Sole dispositive power

 

     0

   8   

Shared dispositive power

 

    12,600,000

  9

 

Aggregate amount beneficially owned by each reporting person

 

12,600,000 ordinary shares held in the name of Happyview Finance Ltd., a British Virgin Island Company and a reporting person listed on the previous page of this statement on Schedule 13G. Mr. Ou Su is the Sole Beneficial Owner of Happyview Finance Ltd.

10

 

Check box if the aggregate amount in Row (9) excludes certain shares*  ¨

 

11

 

Percent of class represented by amount in Row (9)

 

    8.37%

12

 

Type of reporting person*

 

     IN

 

* SEE INSTRUCTIONS BEFORE FILLING OUT.


 

CUSIP No. 88575Y105

 

  

13G        

 

Item 1  

(a)

   Name of Issuer:      
     3SBio Inc.      
Item 1  

(b)

   Address of Issuer’s Principal Executive Offices:      
     No. 3 A1, Road 10, Shenyang Economy & Technology Development Zone, Shenyang F4, 110027, People’s Republic of China.      
Item 2  

(a)

   Name of Person Filing:      
     Pursuant to Rule 13d-l(k)(l) under the Securities Exchange Act of 1934, as amended, the undersigned hereby files this statement on Schedule 13G on behalf of Mr. Ou Su, a citizen of The People’s Republic of China (“Mr. Ou Su”) and Happyview Finance Ltd., a British Virgin Islands company (“Happyview”) (each a “Reporting Person” and collectively, the “Reporting Persons”). Mr. Ou Su is the sole beneficial owner of Happyview. Consequently, Mr. Ou Su may be deemed to control Happyview, and share with Happyview voting and dispositive power over the Ordinary Shares of the Issuer held by it.      
     MR. OU SU      
     (a)    Name of Person Filing:      
        Ou Su      
     (b)    Address of Principal Business Office:      
       

Room 604, Building G, Huiyuan International Apartments, Chaoyang

District, Beijing, China 100102.

     
     (c)    Citizenship:      
        The People’s Republic of China      
     (d)    Title of Class of Securities:      
        Ordinary Shares      
     (e)    CUSIP Number:      
        88575Y105      
     HAPPYVIEW      
     (a)    Name of Person Filing:      
        Happyview Finance Ltd.      
     (b)    Address of Principal Business Office:      
       

Room 608, Block Q, Huiyuan Gong Yu, Ya Yun Cun, Chaoyang District,

Beijing, China 100102.

     
     (d)    Title of Class of Securities:      
        Ordinary Shares      
     (e)    CUSIP Number:      
        88575Y105      
Item 3   If this statement is file pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a:   
  Not Applicable.   


 

CUSIP No. 88575Y105

 

  

13G        

 

Item 4    Ownership:
   (a)-(c). Each Reporting Person named in response to Item 2 hereof had, as of December 31, 2009, shared power to vote or to direct the vote and shared power to dispose or to direct the disposition of the Ordinary Stock as follows:
  

The percentage amounts are based on 150,575,955 Ordinary Shares outstanding as of December 31, 2008, as derived from the Issuer’s annual report on Form 20-F filed with the Securities and Exchange Commission on April 21, 2009.

 

Because Mr. Ou Su is the sole beneficial owner of Happyview, Mr. Ou Su may be deemed to control Happyview and share voting and dispositive power with Happyview over such Ordinary Shares of the Issuer held by it.

 

Mr. Ou Su

   (a)    Amount beneficially owned:
      12,600,000
   (b)    Percent of class:
      8.37%
   (c)    Number of shares as to which such person has:
      i    sole power to vote or to direct the vote:
         0
      ii    shared power to vote or to direct the vote:
         12,600,000
      iii    sole power to dispose or to direct the disposition:
         0
      iv    shared power to dispose or to direct the disposition:
         12,600,000
      Happyview
      (a)    Amount beneficially owned:
         12,600,000
      (b)    Percent of class:
         8.37%
      (c)    Number of shares as to which such person has:
         i    sole power to vote or to direct the vote:
            0
         ii    shared power to vote or to direct the vote:
            12,600,000
         iii    sole power to dispose or to direct the disposition:
            0
         iv    shared power to dispose or to direct the disposition:
            12,600,000
Item 5    Ownership of Five Percent or Less of a Class:
   If this statement is being filed to report the fact that as of the date hereof each of the Reporting Persons has ceased to be the beneficial owner of more than five percent of the class of securities, check the following  ¨.
   Not Applicable
Item 6    Ownership of More Than Five Percent on Behalf of Another Person:
   Not Applicable
Item 7    Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company:
   Not applicable.
Item 8    Identification and Classification of Members of the Group:
   Members of this group are set forth as Reporting Persons in this statement on Schedule 13G.
Item 9    Notice of Dissolution of Group:
   Not applicable.
Item 10    Certification:
   Not applicable.


SIGNATURE

After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct.

Date: February 12, 2010

 

/S/    OU SU        

Mr. Ou Su
Happyview Finance Ltd.
By:  

/S/    OU SU        

Name:   Mr. Ou Su
Title:   Sole Beneficial Owner and Director
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